Chapter 5
True
Belief
'There's no use trying,' she
said: 'one can't believe impossible things.' 'I dare say you haven't had
much practice,' said the Queen. 'When I was your age, I always did it for half
an hour a day. Why, sometimes I've believed six impossible things before
breakfast.'
Lewis
Carroll Alice Through the Looking-Glass
Within a month, /Ere yet the salt of most righteous tears/Had left the flushing in her gallèd eyes,/She married. O, most wicked speed, to post/With such dexterity to incestuous sheets!
moans Hamlet about the speedy marriage of his mother to his uncle
Claudius whom Hamlet correctly suspects has killed his father (Act I, scene
ii). Hamlet's former love, Ophelia, has been sent to discover the source of
Hamlet's apparent madness. Neither knows that the King and his counsellor,
Polonius are listening, but halfway through their conversation, Hamlet becomes
suspicious. He mistakenly believes his mother is eavesdropping, and so, for her
benefit, he maligns Ophelia and denounces her sex as a way of hurting the
Queen.
I have heard of your paintings too, well
enough. God hath given you one face, and you make yourselves another. You jig
and amble, and you lisp. You nick-name God's creatures and make your wantoness
your ignorance. Go to, I'll have no more on't. It hath made me mad. I say we
will have no more marriage. Those that are married already - all but one -
shall live. (Act III, scene i).
However, Hamlet is wrong; it is the King who is listening and who
benefits from Hamlet's false belief (that it is Hamlet's mother who is
listening) as he realises that Hamlet plans to murder him in revenge for his
father. How and when we begin to understand another person's false beliefs are
to be the topic of this chapter.
In chapter three, we saw
how young children and animals first begin to understand the language of the
eyes, initially by detecting the direction in which a person is looking and by
the dawning realisation that looking at another's eyes can be informative. In
chapter four we saw how eyes acted as a salient clue when guessing someone's
emotions and how an understanding of what someone is paying attention to can
lead to an understanding of their desire. In this chapter, I want to draw these
two strands together, first by returning to the eyes and showing how, in older
children, 'seeing' becomes a much more complex activity. By understanding what someone else can see,
it is possible to understand what they know: this first glimmer of another
person's thoughts filters through a child's consciousness at the age of three.
Second, we will discover how and when beliefs are understood, and finally,
decipher the litmus test of Theory of Mind: comprehending another being's false
belief about the world.
We all take the process
of seeing so much for granted that we are no longer consciously aware that
looking at an object leads to acquiring information about it. Yet children
younger than three or four, and most autistic people do not have this insight.
A very simple test is enough to prove this. Imagine that two people are
standing next to a cupboard, one is leaning against the cupboard, and the other
one has opened the door and is looking inside. Surprisingly, neither young
children nor autistics can tell you which person knows what is in the cupboard.
In order to know about our environment, you have to have information about it,
and to do this, you need to see it. It is this link between knowing and seeing
that is not understood by small children or those with autism.
Young children, people
with autism and animals can link gaze to a person's or an animal's actions, but
they don't necessarily mentally connect gaze with actions. The fact that
an organism can appreciate the properties of seeing as I outlined in chapter
three, does not mean that it understands the mental consequences of its
perception. This comprehension usually appears in young children between the
ages of three and four. Prior to this, children conflate the idea that seeing
will lead to knowing with their burgeoning comprehension of other people's
desires; for example, they think you must know all about an event or a
situation if you are interested in it. In the cupboard example, if the person
leaning against the cupboard and unable to see inside acts enthusiastically, a
two year old will think that this person knows more about the cupboard’s
contents than the person who is actually looking inside but is not particularly
excited about the left-over can of beans she can see.
Although young children
cannot understand that seeing leads to knowing, they can grasp the fact that
eating leads to satiation or that starving leads to hunger. At first, this
distinction, made by Josef Perner, from Salzburg University in Austria, and
Jane Ogden, from the University of Sussex, seems fatuous, but hunger and
knowledge have much in common. Both are internal states which cannot be seen,
both rely on internal organs (the stomach and the brain), both are 'fed' with
external products (food and information) and their state can be inferred from
the situation a person is in and how he is behaving. For instance, if we see a boy peer into a cupboard which contains
his football, and we find out he wants to play football, we assume that he
knows where his ball is and will fetch it. Similarly, if someone is prevented
from eating dinner, we assume that he or she is going to be hungry. There are
degrees of hunger and knowledge: a person who has just eaten two tubs of
ice-cream is less hungry than someone who has only eaten a Mars bar; a child
who looked through a box thoroughly will have a greater knowledge of what's
inside than her friend who has only given the box a cursory glance.
The major difference
between these two internal states is that eating leads to satiation and can be
physically felt. We never seem to get full of knowledge - there's always room
for another fact - and unlike the phrenologists, we cannot point to our right
temple and say, 'There, that's the place where I hold the knowledge that Aunt
Martha is hungry'. Three year olds understand perfectly that if Dad won't let
you have any tea, you'll be hungry, but fail to comprehend that because Jasmine
saw the ball in the garden, that's where she'll look for it. This is not
because they do not understand the interaction between observable events and
internal states, but for quite another reason. Josef Perner thinks children's
can't understand knowledge because they can't represent mental states. We saw
in the previous chapter that young children have difficulty comprehending
desires and it is only later that they develop a more explicit mental
understanding. Until this time their responses consist of attitudes towards
situations. This still allows young children to have a rich and complex mental
repertoire: they understand their own behaviour and other people's in terms of
their goals, fears, dislikes, wishes, and so on, and can imagine various
scenarios, provided they are linked to concrete situations.
Although children
younger than three can tell you what's going on in their head, they are
incapable of justifying why they do or do not know a fact. Children of this age
think adults know more than they do, indeed, more than adults could possibly
know, and they think other children know less than they could know. Neither do
they realise that if they are told a secret, they possess unique knowledge.
They act, instead, as if everyone knows, as many a parent has found out to his
embarrassment. It is not that they are
completely egocentric, it's just that they don't understand the conditions
under which knowledge is acquired or that misleading information leads to false
beliefs.
Autistic children have
even more of a problem with understanding knowledge; about fifty per cent of
autistic children will fail a simple, limited knowledge task. The test, devised
by Alan Leslie and Uta Frith went as follows: one person and the child watched
whilst an experimenter hid an object - a yellow counter - in full view of both
of them. The person who was watching then left the room. The experimenter
produced an identical counter and asked the child to hide it. The child was
asked if the person who had left the room knew where the counter was that the
child had hidden, and, if that person came back, where she would look for the
counter? Obviously the answer is that she doesn't know where the hidden counter
is because she didn't see it being hidden, and she'll look for the counter she
saw the experimenter hiding, yet autistic children are unable to answer these
questions.
Between the ages of four
and eight, children's understanding of what other people know when they see
objects changes drastically. Husband and wife team, John and Eleanor Flavell,
and their colleague, Frances Green, are all from Stanford University,
California. They've shown that at four years old, children show little
comprehension that a person who is preoccupied with some visual task, such as
staring intently at a photograph to work out if they know anyone pictured in
it, will not be paying attention to other inconspicuous or obviously irrelevant
objects that happen to be in that person's visual field. So, for instance, the
children would say the woman staring at the photograph is also paying close
attention to the gilt- edged picture frame and the piano in the corner of the
room. By the age of eight, children have a sophisticated grasp of how seeing
can determine what someone is paying attention to and the process of thinking
itself. Eight year olds understand that the picture frame is not of no
interest, but perhaps fragmentary attention will be paid to it whilst the woman
focuses most of her attention on the photograph. While their friend is thinking
about what movie she went to last week, she might appear to be looking
at the piano, but she is not attending to it. Six year olds were bang in
the middle: they are better than four year olds at this test but not as
confident as eight years olds. The Flavells put it this way: 'Four year olds
may implicitly conceive of the mind as more like a lamp than a flashlight, that
is, a device that can radiate attention and thought in all directions at once
rather than in only one direction at a time.' Four year olds don't assume that
people are paying attention to everything in the room, it is just that they
haven't figured out how attention and perception work. They overestimate
people's attentional capacity in the same way that they overestimate brain
power; they often exaggerate how many things they can remember at one go, and
it is only later that they realise how depressingly few things one can
memorise. This lack of understanding of perception parallels unfamiliarity with
the process of acquiring knowledge and their incomprehension when faced with
information that is false or misleading.
It is only after the age
of five that children can refer to the brain as an organ for thinking and talk
about its mental functions, such as dreaming, remembering and imagining.
Autistic children have no idea that the brain is used for thinking. To them it
is an organ like any other. When asked what the brain does, they say things
such as, 'It makes you move.' Uta Frith once conducted an experiment on reading
with some autistic children. When one child did particularly well, she asked,
quite by accident, 'Oh, how did you know that?' He replied, 'By telepathy.'
It's almost impossible
to determine whether animals think and actively know they are thinking. The
only animals you can ask are ones that will answer. Sue Savage-Rumbaugh was
driving through the woods with Kanzi's sister, Panbanisha, when she noticed
that the bonobo appeared to be very quiet and pensive. 'I was moved to ask her
what she was thinking - a question I generally avoid since I have no means of
validating the answer, nor even if an ape understands the question. However, at
this moment Panbanisha looked literally lost in thought, so I dared. She seemed
to reflect upon the question for a few seconds and then answered
"Kanzi". I was very surprised as she almost never uses Kanzi's name.'
We have looked at how
understanding vision leads to understanding knowledge, and explored children's
mental understanding of attention. Can animals understand that seeing leads to
knowing? Daniel Povinelli and Timothy Eddy wanted to find out whether young
chimpanzees aged between four and five could understand that vision shows what a
person or another chimp is paying attention to: could the chimps interpret
visual perception as a device that connects them to others and to events and
objects in the world? Would they gesture only to those people who could see
their gesture? If chimps cannot understand that when a person looks at them,
they are paying attention to them, they should gesture to anyone, regardless of
whether they were looking at them or not.
Povinelli and Eddy trained the young chimps to beg for food from a
trainer. They then gave them a choice of two trainers, one of whom could see
the chimps, and one whose vision was restricted. The simplest way the trainer
was prevented from looking at the chimps was by standing with her back to them.
Other ways that Povinelli restricted the trainer's vision was to get her to
cover her eyes with her hands, or a blindfold, or put a bucket or a paper bag
over her head. The two trainers swapped roles so that the one who could not see
the chimps was not always the same person.
The young chimps showed
no immediate disposition to gesture towards the person who was looking at them,
although they rapidly learnt from whom to beg for food. Towards the end of the
study they were correctly able to ask for food from the person who was able to
see them from the very first trial. These results could be interpreted in
several ways. Because the chimps learnt rapidly, they may have understood that
a person is only mentally connected to you if they can see you, but, because of
their youth and the fact that it was a rather alien experimental set-up, it
took them a few attempts to work out what was being asked of them. Another
hypothesis is that chimpanzees develop mentally much more slowly than human
children; it is possible that chimps of this age still had not reached the same
level as three- year-old humans. Indeed, in other experiments on older
chimpanzees, Povinelli seems to have shown that chimps are capable of a far
more sophisticated approach to seeing and knowing.
An alternative
explanation is that the chimpanzees rapidly learnt a rule, such as, 'gesture to
the person holding a bucket, not the person with a bucket over
their head'. This rule may then have become generalised: 'Gesture to person
whose eyes are not covered.' Since they were rewarded with food each
time they gestured to the correct person, these rules are likely to be picked
up quickly. But when Povinelli gave this test to three-year-old children, from
their first attempt, they had no problems indicating which person was looking
at them in order to get their sweet reward. That the chimps had learnt a set of
rules very quickly now seems the most likely explanation, for, two years later,
Povinelli repeated the same experiment on the same chimpanzees. Although they
could immediately choose the person facing them as opposed to the person who
had her back to them, on any other combination of seeing and not-seeing they
were right back at chance levels - yet in the intervening two years these
chimpanzees had all participated in experiments that were connected to
gaze-following and attention. 'I was stunned, to be honest,' says Povinelli,
'If they had a mentalistic understanding of attention, why on earth do they
fall apart when they're tested again? They had to learn all the rules again -
it's exactly as if the apes became primed to rapidly learn what the relevant
cues were.' He adds that he doesn't think their joint attention behaviour is
mentalistic. 'It's not that they don't explore body posture and gaze, they
clearly do - they're very sensitive to gaze direction. But they learn rules,
their gaze-following is not a window into the mind.'
Andy Whiten, from the
University of St Andrews in Scotland, disagrees. Whiten worked with Sue
Savage-Rumbaugh's chimps to find out whether they understood that attention was
like a 'psychological spotlight'. The experiment was simple. Normally when
researchers want the symbol using chimps to name an object, a researcher will
hold up an object and ask the chimp to name it. Whiten sat next to a chimp
surrounded by every day objects. He obtained eye contact with the chimp and
then looked at one of the objects and said, 'What's that?' The chimps
spontaneously named the object in a rather eerie fashion; some of the chimps
have now been trained to use a computer with a joystick that moves a cursor
around the screen. When the chimp moves the cursor to the desired symbol for
the object, the computer speaks. Whiten appeared to be glancing at objects,
asking what they were, and the chimps would respond by saying out loud, 'String,'
or 'Television'!
Whiten tried other
scenarios such as looking at objects placed behind the chimp, or sitting with
his back to them - the chimp had to guess what he was looking at using only the
back of his head. The only thing the chimps weren't good at was determining
what Whiten was looking at when he moved his eyes but not his head. This ties
in with Povinelli's work which suggested that for chimpanzees the eyes alone
were not indicators of attention. This may be because chimps will naturally
turn their head to look at objects rather than only move their eyes and, in
addition, the white sclerota that surrounds the iris cannot normally be seen.
When we glance to one side, it is very easy to see what we are looking at, but
harder when a chimpanzee does since the whole surface area of their eye is
dark. Whiten was able to train the chimps to respond to eye gaze alone, but
they seemed to interpret this as something quite separate from the 'mentalistic
understanding of attention' they were using to name the objects Whiten was
attending to.
A
few years before Whiten’s experiments, Povinelli conducted some rather more
sophisticated tests on chimps (albeit older ones) which were designed to test
whether they could understand that seeing leads to knowing and not-seeing leads
to ignorance - in other words, if you haven't seen an event, but pretend to
know, will chimps understand that you are merely guessing? One person hid food
in one of four cups, whilst a second waited outside the room. Both people then pointed to a cup. The person who had hid the food was the
Knower - he had seen where the food was and consequently pointed to the correct
cup. The Guesser, who had been outside the room whilst the food was hidden,
pointed to any cup at random. If a
chimp gestured towards the Knower, the Knower would share the hidden food
reward with the chimp. The two people playing the Knower and the Guesser
swapped roles so that a chimp watching would have to understand the connection
between seeing and not-seeing, rather than learning that one person would
always point to the cup with food in it.
The chimpanzees
Povinelli tested were aged between seven and twenty-eight and they quickly
learnt to point to the Knower. They seemed to have grasped the complex mental
difference between the state of mind of a person who knows, and one who is
ignorant: when a third trainer hid the food whilst the Knower watched, and the
Guesser remained in the room, but with a bag over his head so he couldn't see,
the chimps still chose the Knower. However, the chimps could have rapidly
learnt a rule that enabled them to choose the right person, just as they did in
the seeing-knowing experiment.
Povinelli and his
colleagues also tried this same test on rhesus macaques but none of them was
able to gesture to the Knower. Their inability certainly did not stem from lack
of trying on Povinelli's part: most of the monkeys had over 600 goes at this
experiment, and one, a male called Tuck, had more than 800. Povinelli then made
the trainer who played the role of Knower wear a pink glove, and the monkeys
were able to indicate correctly who 'knew' where the food was. All that they
were doing, in fact, was using the pink glove as a clue to discriminate between
the right person to pick and the incorrect one. The monkeys had learnt a simple
rule: to get food, point to person wearing pink glove. Any rules the chimps
might have learnt would have been far more sophisticated and complex since they
were not provided with any salient and consistent cue like the pink glove.
Although the
term 'Theory of Mind' was coined by psychologist David Premack following
observation of a chimp, Sarah (who, incidentally, was the twenty-eight-year-old
subject of Povinelli's experiment), thereafter, the bulk of experiments have
been conducted on children and most of the tests carried out on animals have
been adapted from ones previously done on children. Povinelli works in the opposite way. He usually conducts his
experiments on chimps first and then on children. He found that all the
children he tested who were older than three were able to point to the Knower.
However, none of the three year olds - but most of the four year olds, was able
to tell him how they knew who was the right person to point to. Indeed,
one child said she knew where the sweet was because her mother fed her lots of
carrots so she could see very well!
Povinelli concludes that even though three- year-old children have been
pointing and responding to pointing for nearly two years, they do not appear to
be aware of how this gesture functions to create knowledge in themselves and
others. Children of this age have yet to understand the link between perception
and knowledge: they still don't fully understand that seeing leads to knowing.
Even more unusually,
other psychologists picked up on Povinelli's experiment with primates and tried
it out on adults. Joseph Gagliardi, Mark Blumberg and colleagues from the
University of Iowa, in Iowa City, conducted the experiment on 'thirty-seven
undergraduate students (Homo sapiens) enrolled in introductory
psychology courses.' Unsurprisingly, the adults quickly, within a couple of
trials, correctly chose the Knower.
The same skill -
understanding someone else's state of knowledge - has been demonstrated by Sue
Savage-Rumbaugh and two of her symbol-using chimpanzees, Austin and Sherman. On
the first trial, Austin followed Savage-Rumbaugh to the fridge where she put
some banana slices in an opaque container and put the lid on. She led the chimp
over to a colleague, Sarah Boysen, who had not seen the transaction. Boysen
asked Austin to identify what was in the container. He pressed the symbol for
'banana'. Sherman, who had watched Austin disappear into the kitchen and return
with the container, quickly also lit up 'banana' on his keyboard.
Savage-Rumbaugh says, 'While we had no reason to believe Austin recognised on
the first trial that he was telling Sherman what was in the container, Sherman
seemed to believe that Austin was describing the container's contents [. . .]
The singular fact that the chimp who did not know what was in the container
nearly always waited and watched until the other one revealed its contents was
sufficient to show that the chimp recognised differing states of knowledge,
based on observing or not observing the baiting process.'
Although the chimp that
hadn't seen the food being hidden seemed to understand that the other one knew
what was in the container, the 'knower' did not act as if he understood that he
needed to tell his companion what was in the container. In any case, it didn't
matter to him whether the other chimp knew or not - they both got the goodies
in the end. Savage-Rumbaugh imposed the constraint that both chimps had to
signal correctly what was in the container before it was opened and the food
was shared. This meant that the 'informer' needed to ensure that the other
chimp was paying attention. It took the chimps a few attempts before they
realised what was being requested of them. On one occasion, Sherman, who had
seen the container being baited, pressed the key for 'apple'. Austin, who
prefers bananas, perhaps out of wishful thinking, pressed 'banana'. The
container was opened, and Austin immediately tried to correct his mistake to
'apple'. After that, Sherman monitored
Austin very closely and if ever he looked hesitant, Sherman would quickly
repeat what the food was. But again, Sherman and Austin could have learnt a
complex set of rules, motivated by the fruit.
On another occasion, the
researchers put a banana in a cardboard tube with covered ends and left it in a
cage. A chimp called Mercury discovered the fruit. The next day he was again
let into the cage on his own. He raced across to the tube expecting another
treat. What he found inside make him practically jump out of his skin with fright.
A live iguana was curled up inside the tube. Mercury gave 'waa-waa barks', his
hair stood on end and he rushed back to Panzee, Lana and Sherman. They reacted
by barking anxiously. When they entered the cage that Mercury had been in, they
were extremely cautious and approached the cardboard tube with some
trepidation. The researchers assumed that Mercury had 'told' the others about
the iguana, understanding that they did not know about the scare awaiting them
in the next room. However, Mercury's fear may simply have frightened the other
chimps. They, in their heightened state of fear, were expecting to see
something awful in the next cage.
We've seen that children
only from the age of four onwards can understand that seeing leads to knowing
and that only children over this age can grasp the concept of knowledge as a
mental state. Chimpanzees over the age of six may also be able to understand
that if you are visually connected to a situation, you are paying attention,
and that seeing leads to knowing, whereas not seeing leaves a person in
ignorance. However, it is not clear whether chimps are using a complex set of
rules, or whether they do have a full mental awareness. In the previous
chapter, we saw how children younger than four cannot understand beliefs, and
hence, even though they can normally understand another person's desire, they
cannot predict a character's desires when that character's belief is involved.
At around the time when they are beginning to grasp what it means to know
something, young children also start to understand a fundamental mental
concept: simple beliefs. For example, given a story such as 'Sam wants to find
his puppy, but the puppy is lost. It might be hiding in the garage or under the
porch. Sam thinks his puppy is under the porch,' children of three to
four are able to predict where Sam will look for this missing puppy. Sam's belief is correct, the puppy is under
the porch. However, at this age, children still have problems with false
beliefs.
A false belief is where
a character's belief differs from the situation in the real world and
consequently affects their actions. At around age four and a half, children are
able to answer a simple false belief task where the child is explicitly told
that the central character holds a belief that is wrong. In the case of Sam and
his puppy, the child would be told that although Sam thinks the puppy is
under the porch, it's really in the garage.
Heinz Wimmer and Josef
Perner were the first psychologists to show that children under the age of
between four and five cannot understand false beliefs. They devised a task now
called the Sally-Ann test. Children were told a story about two dolls, Sally
and Ann. Sally has a basket and Ann has a box. Sally places her marble in her
basket and goes out. While she's out, naughty Ann moves Sally's marble from the
basket to her own box, then she goes out. Sally comes back in.
The children were asked
where Sally would look for her marble. Of course, Sally will look for it where
she thinks the marble is - in her basket. Sally has a false belief about the
marble's location. Children are not able to give the correct answer to this
question until they are older than four or five. This understanding of false
beliefs is what truly opens the gates to a full comprehension of other people.
False beliefs are a hallmark of Theory of Mind because in order to understand
another person's false belief, it is necessary to comprehend their internal,
invisible mental world rather than referring to the situations in the real world.
It is a skill understood the world over, from North America to Japan, and even
amongst preliterate people living an ancient hunter-gatherer life-style. Jeremy
Avis and Paul Harris, from Oxford University, have shown that the Baka pygmies
who live in the rain forests of south-eastern Cameroon can understand beliefs
and desires. The children normally play in a miniature village, Ndabala, behind
the main camp, where they practise hut-building, spear-shaping and fire-making. One child was summoned from there to a
star-shaped fire. The two experimenters, Mopfana and Mobissa, cooked wild mango
kernels, a favourite delicacy. Mopfana put his kernels in one of the cooking
pots and covered them with a lid. He then went to mbanjo, the male
meeting place, to smoke. Mobissa and the child hid the kernels in a different
pot. Mobissa asked the child where Mopfana would look for his mango kernels
when he came back, and also asked, 'After he lifts the lid, will his heart feel
good or bad?' The children were able to answer both questions correctly, the
first about Mopfana's false belief, and the second on his desire - at the same
age as Western children. 'The fact that belief-desire reasoning emerges at
approximately the same age in such diverse settings strengthens the claim that
this mode of reasoning is a universal feature of normal human development,'
says Avis.
But
although children with Down's syndrome can pass this task, the majority of
autistic children cannot. Simon Baron-Cohen, Uta Frith and Alan Leslie gave a non-verbal
version of this test to autistic children by telling children a story in
pictures and asking them to arrange it in the right order. 'I was looking for
ways to test what Daniel Dennett calls the intentional stance,' says
Baron-Cohen, 'Imagine you're trying to
make sense of a social interaction frame by frame: without the intentional
stance, without the notion that someone wants something,- you wouldn't see the
links, you'd just see slices of behaviour.'
The
stories showed a causal sequence where a girl trips and hurts her knee; a
desire scenario, where one child wants the other child's ice cream; and a false
belief picture sequence, in which one child steals another’s teddy when she’s
not looking. 'The autistic kids were okay at the physical causal stories, but
they had a lot of difficulty trying to find a meaningful sequence for the
mentalistic stories,' says Baron-Cohen. 'They never knew where to put the final
picture in the false belief story. The child is surprised that her teddy has
disappeared but the autistic children said she was tired, or she was yawning.'
The
Sally-Ann test is essentially the same as the Smarties task, where the child is
asked what is inside the tube, only to discover that it does not contain
sweets, but is full of pencils, or birthday cake candles. As Janet Astington
and Alison Gopnik discovered, children younger than five can neither understand
someone else's false belief, nor report their own false belief. The very
instant the lid is snapped off that Smarties tube and its true contents are
revealed, small children are unable to report their own false belief. This
seems an extraordinary finding. In Western philosophy, we've always treated the
mind as if it were private and as if we, alone, had access to our thoughts. As
we said in the previous chapter, it runs contrary to our own belief system to
discover that children do not know their own minds.
Perner says that it's
because children of this age cannot metarepresent: in other words, they are
unable to hold a representation about a representation in their heads. He
thinks that because young children react to the world as if it were composed of
situations, they cannot hold two conflicting views of the world - one must be
right! Thus in a child's mind there is no hierarchy between different versions
of the truth. When they are asked to search their memory for a belief, they
look for a description of a situation and run into two conflicting situations -
one in which they did not know what was in the Smarties tube and one in which
they did. Unable to deal with two different modes of reality, they fall back on
what is currently true - they know what is in the Smarties tube now.
Children have a similar
problem distinguishing between an object's appearance and what it really is
when they are younger than four. For instance, if you show a child a sponge
which looks like a rock, only a five year old will be able to say, 'I thought
it was a rock until I touched it; now I know it is a sponge, but it still looks
like a rock'. A particularly striking example of young children confusing
appearance and reality is seen if you give a child a white flower and place a
blue filter above it. Children now think the flower really is blue. Whilst the
flower is under the filter, one of its petals is removed and pulled out from
underneath the filter. Another petal, a blue one, is placed next to the white
petal. If children are now asked which petal came from the flower, they point
to the blue one. Again, they are battling with two different modes of reality,
and they can't hold them both in their mind at the same time.
Autistic people are
unable to make the distinction between appearance and reality: to them the
sponge looks like a rock, therefore, it must be a rock, regardless of the fact
that they can scrub themselves in the bath with it. Simon Baron-Cohen says,
'If, as appears to be the case, most children with autism really are unaware of
the appearance-reality distinction, as well as being blind to their own past
thoughts and to other people's possibly different thoughts, their world must be
largely dominated by current perceptions and sensations.'
Norman Freeman and Hazel
Lacohée, from Bristol University, wanted to find out whether children's own
false beliefs were lost and gone for ever, or whether they were buried in their
brains and could be accessed. As they point out, the beauty of the Smarties
test is that a handful of Smarties is a vivid reminder of their earlier belief.
'It would be a tribute to "amnesia" if children would, through a mouthful
of Smarties, say that they had thought that the Smarties box contained pencils
all along,' says Freeman sardonically.
What Freeman and Lacohée
discovered was that children as young as three were able to remember their own
false belief about the Smarties, but only during certain conditions. If they
were given a handful of Smarties to eat when they first saw the Smarties tube,
and the experimenter had a brief conversation with them about the sweets, and
then, when they were shown the real contents of the tube, they were asked,
'When you were eating those sweets I gave you, what did you think was in this
tube?' the children were able to access their past false belief. As Freeman
says, 'Giving the children Smarties to put in their mouths can be categorised
as getting the children literally to test a sample of reality.' Simply stuffing
a few Smarties at the children and asking them what they thought was in the
tube without any elaborate prompting did not work.
Giving the children a
picture of whatever they thought was in the Smarties tube or in an egg box and
asking them to post the picture through a slit in a shoebox also helped. The
children were much better at recalling their past beliefs when they were given
a picture of the object rather than the actual object to post into the shoe
box. Presumably, this is because the picture reminds them of the egg that will
be in the egg box, whereas, if they post an egg they are confused as, in their
minds, the egg cannot now be in the egg box. These tests don't suddenly turned
three year olds into the mental equivalent of a four or five year old. Children
of this age can compute a false belief, but can't deal with two seemingly
conflicting versions of the truth without clues to help them recall what they'd
previously thought.
Even at the tender age
of three, children are beginning to see glimmerings of the mental cogs whirring
away in other people. Alan Leslie and Daniel Roth, from the University of Tel
Aviv, tried to make the Sally-Ann test easier for young children by framing the
story as a great deception. Sally has been given a bar of chocolate which Ann
hides in her box when Sally goes out of the room. When Sally returns and cannot
find the chocolate, she asks Ann where she's put it. Ann tells a lie and says it's
in the dog's kennel. The children were asked where Ann thinks the chocolate is
and then where Sally thinks it is. Although the three year olds still couldn't
understand a false belief (where Sally thinks the chocolate is), they could say
that Sally would think that Ann was lying about the whereabouts of the
chocolate. This, Leslie and Roth say, indicates that three year olds have some
inkling of the characters' mental states. Autistic children, however, always
answered without recourse to mental states.
In fact, children as
young as two years and eleven months old have an implicit understanding of
false beliefs, even though they cannot verbally answer questions about a
person's false belief until they are nearly five. Josef Perner, along with
Wendy Clements, who is based at Sussex University, built an underground mouse
house which had two exits on ground level. At each exit there was a coloured
box, one blue, the other red. The two puppet mice protagonists were called
Katie and Sam and Sam had a piece of cheese. The experiment was essentially the
same as the Sally-Ann task, except that the children were filmed. Sam hides his
cheese in one box, and when he's not looking Katie moves it to the other box.
When the children were asked where Sam will look for his cheese, they correctly
looked at the box where Sam had hidden it, but until they were four
years and five months old, they always said that he would look in the
box where Katie had hidden the cheese. The onset of an implicit understanding
of Theory of Mind is very abrupt, as is the onset of an explicit and hence
communicable Theory of Mind.
Understanding a false
belief is quite different from understanding that the world has altered. This
was aptly demonstrated by Alan Leslie and Laila Thaiss, currently at McGill
University in Montreal, who showed normal four-year-old children and
twelve-year-old autistic children how to use a Polaroid camera. They took a
photo of a toy cat sitting on a chair, then laid the photograph on the table,
face down and removed the cat. Leslie asked the children, 'In the photo, where
is the cat?' This ingenious experiment is the equivalent of the false belief
task: the Polaroid is 'out-of-date', just as Sally has an 'out-of-date' belief.
Strikingly, all the autistic children were able to do this test, yet four year
olds could not, even those who could pass false belief tasks. The reason may be
simple though: autistic children who are given psychology tests tend to be
older than four and so they may be better at the test because they have more
experience with cameras and they are more familiar with the concept of pictures
mismatching reality.
Leslie recognised this
problem, so he repeated the experiment, but this time he made a map of the toy
room and placed a sticker on it where the toy was before removing the toy from
the room. The map is now 'out of date'.
All the children found this task more difficult, but the results stayed
the same: the autistic children who passed the map test were still unable to
answer a false belief task properly and the normal children who passed the
false belief test, could not do the map task. Leslie says, 'Autistic children
can pass photograph and map tasks because they have a good command over the
general cognitive processing demands of the tasks and over the concepts of
"photographs" and "maps". However, these children tend to
fail false belief tasks because they do not have easy access to the concept
"belief". Three year olds and some four year olds tend to fail both
sets of tasks because they cannot meet the general processing demands made by
both sets of tasks (false belief and photographs). Older four year olds pass
both sets of tasks because they have access to all the required concepts and
enough of the processing resources required.' This still does not explain why
the four and five year olds who can pass a false belief task sometimes fail the
photo test. Leslie explains, 'They have greater access to the concept
"belief" than they do to the concepts "photograph" and
"map". This is so despite the fact that beliefs are private,
unobservable and thoroughly "theoretical", while photos are public
and observable entities. Beliefs ought to be much harder to learn about. For
this reason, I don't think the normal mechanisms of learning will account for these
findings. I'd argue that normally developing children possess a sort of
"instinct" for attending to the invisible mental states of other
people - a special intelligence.' Thus we are born with the potential to
understand mental interactions well before we can understand concepts from the
'real' world.
John Swettenham, from
The University of London, tried to see if he could teach children to pass false
belief tasks. He designed a computer game based on the Sally-Ann test. In the program, Sally puts her ball in
either a red box or a blue box. Sally
leaves and Ann hides the ball. She then
asks the child where Sally thinks her ball is.
If the child correctly indicates where Sally thinks her ball is, music
plays, and a flashing message, which changes colour, appears saying, 'Yes, well
done!' Sally then searches for her ball
and says, 'The ball is not there any more,' and waves her arms and stamps her
feet in disappointment – this acts as a reinforcement, showing that the child
has understood that the ball is not where Sally left it. If the child chooses
incorrectly, Sally tells her the answer by saying, 'I think the ball is in the
blue box where I left it.’
Normal three-year-old
children, children with Down's syndrome and autistic children were then given
the non-electronic version of the Sally-Ann task and three other belief tasks
such as the Smarties test. Both the three year olds and the children with
Down's syndrome were able to pass these other tests. Swettenham says, 'I think at three years normal children are
pretty close to passing false belief tasks and the cognitive mechanisms for
passing are there. Perhaps they just
need the input - repeated examples and explanations - in order to get things
working.' However,
even though the autistics were almost eleven years old, they could pass only
the Sally-Ann task they had practised and none of the other tests. Swettenham
says they were probably using a rule of thumb, such as 'Pick the box where the
ball isn't', so they were completely floored by other tests. When he visited
their school three months later they recited the entire text of the computer
game out loud and from memory!
Since
autistic children are good at learning rules, Swettenham wondered whether he
could come up with a rule that he could explicitly teach children to help them
solve all false belief tasks. Initially he thought about using the analogy of
the computer as a person with its own mind and teaching the children that
computers make decisions on the basis of the information they have, thus using
the computer to bridge the gap for the children. In this way, the children
could learn about the concepts required for Theory of Mind so that they could
use them to understand people. Eventually he, Simon Baron-Cohen and colleagues
decided to capitalise on the idea of a photo in the head, which, he thought,
was visually easier to grasp than the idea of a computer as a person. He said
to the autistic children that the eye is like a camera and people have
something similar to pictures in their heads: just as pressing the shutter on a
camera captures an image, looking at a scene and blinking is a way of
imprinting a picture on your mind. As Baron-Cohen says about autistic children,
'They understand about cameras so we've already got to first base.'
It is unlikely that
normal children use a photo-in-the-head model for mental states (we've already
seen how difficult it is for them to understand an out-of-date photograph), but
for adults photos serve as a reasonable metaphor for what beliefs are - they're
about things, and they endure even when reality changes. Swettenham says, 'For
children with autism, they may be the closest approximation to what beliefs are
actually like, if they cannot conceive of beliefs themselves.' For an
hour a day for five days, the children were taught a Theory of the
Mind-as-a-camera. They and the experimenter took Polaroid photographs of
Sally's 'beliefs'. The photo was slotted into a manikin’s head, so that Sally,
the manikin, literally had a picture in her head. The children were then taught
to predict where Sally would look for her ball on the basis of the picture in
her head.
After the training, the
autistic children could not spontaneously use photos to understand false
beliefs, nor explicitly link mental states to photos, but they could connect
the photos to the character's actions. Before the teaching exercise, they all
failed false belief tasks, and did not understand that seeing leads to knowing.
After their training, most of them passed both the Sally-Ann test and a
seeing-knowing test and about a third of them could do the Smarties task.
Despite this explicit coaching, the children were still not using the photos to
infer mental states, they were operating on a behaviouristic principle. 'I don't think they understood any more
about mental states,' says Swettenham. "But that's okay. We're saying, "Let's teach them some
behavioural rules or strategies to help them solve social situations - at least
be able to predict peoples' actions a little better - with their own 'picture-
based theory of mind."' He thinks that the results are promising and that
a larger scale and more intensive study could prove fruitful. Baron-Cohen, pointing out that each child
was only taught for five hours, says, 'You could argue that there should be a
special curriculum for mindreading!' This does not mean that the autistic
children would eventually become like normal ones, Swettenham cautions. 'I
doubt they would eventually recognise mental states in the same way that we do,
but I think they would develop their own way of explaining and understanding
other people's behaviour using this strategy.'
Normal children don't
need this special teaching, but, as Norman Freeman and John Swettenham have
both shown, they can be helped to understand false beliefs. Freeman and a
college, Charlie Lewis, told false belief stories to children, but did not read
to the end of the stories. They then asked the children to retell the stories
in their own words. They then read the same stories, but in full, and the
children were tested for their understanding of the characters’ false beliefs.
'The kids cracked it,' says Freeman, 'even young three year olds. They'd got an
understanding of false beliefs but they needed to consolidate the episode in
their minds before they were able to switch to a mental framework.'
Freeman argues that
these three crucial experiments - his and Charlie Lewis's where children
rehearsed part of the narrative of the test, John Swettenham's study in which
children were taught how to do a false belief test using a computer game, and
the Perner and Clements experiment indicating that young children had an
implicit understanding of false beliefs - all point in one direction. 'These
three tasks show that three year olds have the computational base for
understanding false beliefs, but they don't know when to use it. They
can understand false beliefs if they are prompted whereas autistic people have
to be taught.'
Although Theory of Mind
is universal, the age at which children are able to pass a false belief test
varies. Henry Wellman says, 'The main thing is not the exact age at which
children pass or fail but the sequence of acquisitions, and it's the sequences
and patterns with age that are most important.' Children begin by understanding joint attention, then
comprehending fulfilled desires, followed by unfulfilled desires. They then develop an understanding of other
people’s beliefs before finally comprehending false beliefs. However, a number of factors affect the age
at which an individual child will acquire the various skills that constitute
Theory of Mind. High verbal IQ, a large number of siblings and, most
importantly, a great deal of co-operation and affection between the children
and good maternal verbal fluency help a child acquire a Theory of Mind at an
earlier age. Family discourse allows children to enquire, argue and reflect on
why people behave in the ways they do. For instance, parents often sort out
disagreements between siblings by explaining how the other child's mistaken beliefs
governed his or her actions: 'He thought you had finished yours'; 'She didn't know I had promised it
to you'; 'He thought it was his turn'. Girls usually acquire Theory of Mind
slightly earlier than boys do.
As I have mentioned,
there is some evidence that chimpanzees can understand the link between seeing
and knowing and that they can tell the difference between mental states such as
knowing and guessing. But can animals pass this crucial test for Theory of
Mind? Can they understand the beliefs
of others and more importantly, can they understand false beliefs?
Dorothy Cheney and
Robert Seyfarth, a husband and wife team from the University of Pennsylvania,
spent eleven years looking at the social behaviour of East African vervet
monkeys to find out how monkeys see the world and how much they know about what
goes on in another monkey's head. They discovered that the monkeys have three
different alarm calls which are related to specific predators. They give a
barking alarm call in response to leopards and wild cats such as caracals;
monkeys hearing this alarm call react by running into the trees. They also have
an alarm call for crowned and martial eagles, which elicits a quick scan of the
sky and a dash into the nearest bush; and a warning call for snakes, whereupon
the monkeys stand on their hind legs and peer into the grass. The monkeys
aren't simply acting like this because they have spotted the predator and are
frightened, rather they react specifically to the alarm calls a Cheney and
Seyfarth showed. They played back the calls of the monkeys to them, hiding
loudspeakers in the bushes, and no matter whether they altered the calls so
they were louder or softer, or longer or shorter than normal, the monkeys
always responded appropriately.
The key question, as
Cheney and Seyfarth say, is this: 'What do monkeys mean when they
vocalise to each other? Can we actually define "leopard alarm", or
"grunt to a dominant" in the same way we define words like anarchist,
bordello, or sycophant?' The listening monkeys clearly treat the alarm calls as
if they're conveying some kind of information, but do the calling monkeys intend
the others to understand what they're saying?
Steven Pinker, author of
The Language Instinct, says, 'Human communication is not just a transfer
of information like two fax machines connected by a wire; it is a series of
alternating displays of behaviour by sensitive, scheming, second-guessing
social animals.' Genuine communication where symbols, words or vocalisations
have a meaning only occurs when the speaker intends listeners to understand the
meaning of the word as the speaker understands it. In Through the
Looking-Glass, Humpty Dumpty says, 'When I use a word, it means just
what I choose it to mean - neither more nor less.'
'The question is,' said
Alice, 'whether you can make words mean different things.'
'The question is,' said
Humpty Dumpty, 'which is to be master - that's all.'
In human society, there
are conventions about what words mean, but they can mean several different things
at the same time, or have different meanings in differing circumstances.
Humpty Dumpty says,
'"Impenetrability" That's what I say!'
When Alice asks what he
means, he replies, 'I meant that we've had enough of that subject and it would
be just as well if you'd mention what you mean to do next, as I suppose you
don't intend to stop here for the rest of your life.'
'That's a great deal to
make one word mean,' Alice said in a thoughtful tone.
'When I make a word do a
lot of work like that,' said Humpty Dumpty, 'I always pay it extra.'
Because autistic people
cannot scheme or second-guess they don't understand the intention behind words.
When one autistic child was asked, 'What should you do if you cut yourself?',
the reply was, 'Bleed'; a standard response to a request to pass the salt would
be, 'Yes.'
Daniel Dennett defined several levels of
intentionality which I discussed in the introduction, and which we, because we
know what we mean and we mean what we say, use unconsciously. In the film, The
Lion in Winter, Peter O'Toole plays Henry II, and Katherine Hepburn, his
estranged wife, Eleanor of Aquitaine. The two of them are plotting against each
other as to which of their three sons should inherit the throne. Henry says of
Eleanor, 'She knows I want John on the throne and I know she wants Richard.
We're very frank about it.' Which leaves the third son, Jeff, who is equally
frank. In a brilliant exposition of levels of intentionality, Jeff says, 'I
know. You know I know. I know you know I know. We know Henry knows and Henry
knows we know it. We're a very knowledgeable family.' After Jeff has left the scene, Eleanor pithily sums him up,
'He'll sell us all you know. But only if he thinks we think he won't.'
To return to the
vervets, what level of intentionality are they capable of understanding? If
they are using zero order, then they are reacting because they are frightened
and we have already established that that is not the case. If they are using
first- order intentionality, the monkeys have beliefs and desires, but they
have no beliefs about their beliefs. When a monkey calls, it is because he
believes that there is a leopard nearby and he wants the other monkeys to run
into the trees. He need have no conception of his audience's state of mind, nor
does he need to recognise the distinction between his own and another animal's
beliefs. If the vervets were capable of using second- or third-order
intentionality, they would have some idea about another monkey's state of mind.
A second- order communication would be one in which the caller wants the rest
of the group to believe that there is a leopard in the vicinity. Using
third-order intentionality, both the signaller’s and the audience's state of
mind are considered. A calling monkey would give a warning because he wanted
the other monkeys to believe that he wanted them to run into the trees to
escape from the leopard.
It is unlikely, though,
that the monkeys have such a sophisticated understanding. Baby vervets give
eagle alarm calls to pigeons and falling leaves, but the adults never correct
them, or 'praise' them when they call properly. As Cheney says, 'They learn by
observation - those that don't get eaten.' There is no vervet word for a larger
category of meaning, such as 'danger' or 'family'. The adults don't give calls
to warn baboons of danger, even when the predator poses no risk to themselves,
and when it is highly likely that the baboons' babies will be killed. They are,
says Cheney, sublimely egoistic. Both she and her husband believe that 'Monkeys
have a kind of laser beam intelligence - extraordinarily powerful when focused
in a single domain, but much less well developed outside that narrow sphere.
Although they solve social problems with little difficulty or training, they
often flounder when confronted with the same problems outside the social
domain. They do not always generalise their social abilities to other species
or to inanimate objects and in this sense their skills seem relatively
restricted. Apparently, the animals do not know what they know and cannot apply
their knowledge to problems in other domains.'
For
instance, the monkeys don't give alarm calls if they see a python's tracks
disappearing into a bush, neither would they give a leopard call if they saw a
carcass hanging in a tree – an indication that a leopard is almost certainly
nearby. They don't react to alarm calls given by a starling or an impala and
they don't act surprised to hear a hippo or a stilt's calls when the monkeys
are nowhere near water.
The
two researchers went on to study baboons. The females give contact calls to one
another when they're travelling in a group through the woods. What they wanted
to know was whether the females were deliberately calling to share information
or to maintain contact if they were on the periphery of the group? Do baboons intend
to communicate? Cheney and Seyfarth recorded contact calls and played them back
to the group. They discovered that only females who were related would respond
to calls. In other words, if one baboon's calls were played, only her sisters,
her aunts and her cousins would reply. This type of 'altruism' has evolved in
many animals since those who are related to one another share the same genes.
The 'selfish gene' theory states that animals react to safeguard their own
genes - whether those genes are in their own body, or if copies are in their
relatives' bodies. Cheney and Seyfarth also discovered that female relatives
only responded to the playbacks of the contact calls when they themselves were
on the periphery of the group, right at the back of the troop or when there
were no other females around. They concluded that the calls are used to keep in
touch, but there is no mental understanding on the part of either the callers
or the listeners. 'Monkeys [including baboons],' say Cheney and Seyfarth, 'see
the world in terms of things that act, not things that think and feel.'
If monkeys do not have
Theory of Mind, how do chimpanzees fare? Sarah, the original subject of Theory
of Mind tasks, was taught to push a button that controlled the lock to a
cabinet mounted on a wall just outside her cage. The cabinet was divided into
two. One side contained pastries which her favourite trainer would share with
her, the other side contained repulsive items such as rotting rubber and
faeces. Every time the trainer came to see her, she pushed the button to
release the lock to the good side of the cabinet. One day a villain wearing a
mask entered her room and, while she watched, removed all the goodies and
replaced them with the repulsive stuff from the other side of the cabinet.
Sarah responded aggressively, hurling things at him from her cage. A few
minutes later, the good trainer entered, yet Sarah showed no change to her
normal behaviour. She made no obvious attempt to warn the trainer, and neither
did she hesitate before pushing the button. She acted as if she didn't
recognise the discrepancy between her knowledge and the trainer's.
In contrast, Kanzi seems
to have understood this distinction. Sue Savage-Rumbaugh told him he couldn't
have any more M&Ms (sweets similar to Smarties). He then asked if he could
go and play in the next room. He knew, although Savage-Rumbaugh did not, that
there were M&Ms hidden in one of the cupboards. He ran into the other room,
stole the sweets and returned.
At least one of three
chimpanzees tested by Andy Whiten appear to understand someone else's state of
mind. The chimps' keeper would place food in one of two boxes, padlock them and
hang the keys above the boxes. Whiten would then come in and unlock which ever
box the chimps pointed to and, if they were correct, give them the food. Whiten
was conducting this experiment with the symbol-using chimpanzees, Sherman,
Austin and Panzee. He adopted an experimental procedure which went as follows:
he asked Panzee what kind of food she would like to eat. He then put her choice
of food in one of the boxes and locked both of them. He told her that he was
just going out of the room and when he returned, he would then give her the
treat. In the meantime, the keeper came in and hid the key. When Whiten came
back in, Panzee immediately pointed to where the key had been hidden and not to
the box with food in as she had been trained to do. In other words, she seemed
to understand that Whiten knew where the food was, but didn't know where the
key was. In another version of this test, Whiten opened the boxes and hid the
key. The keeper came in, placed food in one box and padlocked them. When Whiten
came back, Panzee pointed to the box rather than the food - as if this time she
knew that Whiten knew where the key was, but not the food. Austin and Sherman
did less well on these tasks - they were able to point appropriately only after
several trials. 'You could say that they had simply learnt whether it was
correct to point to either the key or the box to get me to give them the food,'
says Whiten, 'You could also say that Panzee is an exceptional chimpanzee.'
An experiment which I
have conducted on four chimpanzees does seem to show that the brightest chimps
can understand a false belief. I built
a huge box which was so big that when a person crouched down behind it, a
chimpanzee or a child facing the front of the box could not see the person. It
had four drawers at the front, and a fan belt above the drawers. I used a large
clothes peg, one of the old wooden ones, which I had painted bright red, as a
signal to the chimps. The test involved a training phase prior to the
experimental phase. In the training phase, each chimp had to learn that if I
hooked the peg on to the fan belt above one of the drawers, there would be a
sweet inside that drawer (after putting the peg above a drawer, I would go
round the back of the box, and place a sweet in the drawer; the box was pushed
forward to the wire of the cage, and the chimp reached through to pull the
drawer handles and take out the reward). Once all the chimps had learnt this
simple association, we progressed to the experimental part. This time, I again
put the peg above one of the drawers but someone else moved the peg so that it
was above another drawer. During half the trials the peg was moved while I was
behind the box and could not see what was going on. The rest of the time I saw
where the peg had been moved to. When I
didn’t see that the peg had been moved I put the sweet in the drawer below it.
I was alternately in a state of Knowledge and Ignorance. In Knowledge, I know where the peg is, but
in Ignorance, I do not know that the peg has been moved and thus I do not know where the peg is: I have a false belief
about the peg's location, and hence I bait the drawer where I wrongly think the
peg is. To get this test right, the chimp has to understand my state of mind.
Of course, the chimp could pick the drawer where the peg is and would be
correct half the time - but this would obviously show that the chimp had learnt
an association between the peg and the drawer. If the chimp was able to choose
the correct drawer throughout the course of the experiment, she would have an
understanding of my state of mind, knowing both when I knew and when I did not
know. One of the chimps was quite
clearly not up to the task. He was much older than the others and had had
little mental stimulation for years. He was given three times the number of
trials in the training phase as the others. The other three chimps were young,
between six and eight. Overall, they responded better than four-year-old
children to this test, but not as well as five and six year olds. One female
did exceptionally well and was able correctly to pick the drawer where the
sweet was above chance levels in both the Ignorance and the Knowledge
condition.
The children whom I
tested with this non-verbal false belief task were able to pass it at the same
age as they passed a verbal false belief task, the Smarties test. Autistic
people could not do it at all. They consistently chose the drawer beneath the
peg, no matter what the state of mind of the experimenter. One young man was
able to do the task at first. We asked him how he knew which drawer to look in.
The staff who cared for the autistic people had not wanted us to give them
sweets, so we hid a bean instead. Mark said he could hear the slight click of
the dried bean as we put it into the drawer and that gave him the clue!
A new Theory of Mind
task has just been carried out on sign language-using bonobos and shows that
bonobos with symbol use, at least, are capable of understanding a person's
false belief. Panbanisha watched as a trainer hid some sweets in a box. When
the trainer was out of the room, a second person substituted pine needles for
the sweets. The trainer returned and attempted to open the box, Savage-Rumbaugh
asked the bonobo what she was looking for. Panbanisha replied that the trainer
was looking for sweets.
We've seen that normal
children from four to five year onwards can understand false beliefs, as can
Down’s syndrome people. Most autistic people are unable to pass a false belief
task, although a minority are able to give the correct answers. These false
belief tasks that we've been using are all second order - the child knows
that Sally does not know where her chocolate has been hidden. Josef
Perner and Heinz Wimmer have gone a stage beyond this to discover at what age a
third-order intentionality false belief task can be solved. They invented the
following story, which is told with dolls to act out the events:
This is Mary and this is John. Today they are
in the park. Along comes the ice cream van. John wants to buy an ice-cream, but
he has left his money at home. He'll have to go home first and get his money
before he can buy an ice-cream. The ice-cream man tells John, 'It's all right
John, I'll be here in the park all day, so you can go and get your money and
come back and buy your ice-cream. I'll still be here.' John runs off home to
get his money.
But
when John has gone, the ice-cream man changes his mind. He decides he won't
stay in the park all day, instead he'll go and sell ice-cream outside the
church. He tells Mary, 'I won't stay in the park, like I said. I'm going to the
church.'
So in
the afternoon, Mary goes home and the ice-cream man sets off for the church.
But on his way he meets John. He tells John, 'I changed my mind, I won't be in
the park, I'm going to sell ice-cream outside the church this afternoon.' The
ice cream man then drives to the church.
In
the afternoon, Mary goes over to John's house and knocks on the door. John's
mother answer the door and says, 'Oh, I'm sorry Mary, John's gone out. He's
gone to buy an ice cream.'
The false belief test is one question: 'Where does Mary think John has
gone to buy an ice cream?' The child has to think about one character's false
belief about another character's belief. The child who passes the test knows
that Mary thinks John doesn't know that the ice cream van is at
the church. Normal children are able to answer correctly at around five to
seven years old.
About a fifth of the
autistic children that Simon Baron-Cohen tested could give the correct answer
to the Sally-Ann task. Although these children had a verbal age of between
seven and seventeen, none of them could understand Perner’s and Wimmer’s more
complex belief scenario. Some of the people he tested had Asperger's syndrome
and they were able to understand what Mary thought about John; this is
something we'll discuss in chapter eight.
People with autism and
Asperger's syndrome are not the only ones to find Theory of Mind tasks
difficult. Chris Frith, from the Wellcome Department of Cognitive Neurology,
London, has shown that schizophrenics are also unable to understand false
beliefs. In fact, the term autistic was initially invented in 1908 to describe
people with schizophrenia. Although there are similarities between
schizophrenics and autistics the two disorders are quite different. Frith
suggests that the inability of schizophrenics to represent the thoughts,
beliefs and intentions of other people underlies their delusions of
persecution. 'Some
schizophrenic patients have a symptom in which they hear voices talking about
them in the third person, for example, saying "He is stupid,"' says
Frith. 'I think that this might arise as follows: the patient believes that
other people think that he, the patient, is stupid. This belief is represented
(in his brain) and is normally labelled as a belief. The labelling goes wrong
so the information is no longer experienced as a belief, but a perception.
Rather than believing that other people think he is stupid, he hears other
people saying that he is stupid.'
‘Spider’ is
schizophrenic. He believes that his father has killed his mother and a whore
has moved in to their house. Spider’s doctor describes him as 'hallucinating
floridly in the visual, auditory and olfactory spheres,' and says that he has
'ideas of persecution and thought injection.'
Discharged from a secure unit, he now believes his caretaker is his
'father's tart'. He writes in his diary, 'Despite further layers of brown paper
taped to my torso, despite the layers of vests and shirts and jerseys on top,
the smell of gas was with me until dawn [. . .] A new strategy from the creatures in the attic: I kept my light
on all night, of course, and the bulb crackled at me as it usually did, and I
paid it no attention - until, that is, the crackling grew suddenly louder and
the voices were producing a sort of chant that came out of the bulb, and
the chant went: KILL her kill her kill her kill her KILL her...' This is from Patrick McGrath's chilling but
intriguing novel, Spider.
As
Frith says, 'Paranoid patients make incorrect inferences about the mental
states of others - believing that certain people are against you is an example
of such an inference.' He has shown that people with schizophrenia have
problems understanding the meaning behind words - just as autistic people do.
For example, if you say, 'It's very cold in here,' whilst looking pointedly at
the window, they won't understand that you actually mean, 'Is it all right if
we close the window?' Frith and Rhiannon Corcoran, from the Psychology
Department at University College London, showed that both second- and third-order
intentionality Theory of Mind tasks are especially difficult for schizophrenic
patients with paranoia.
In this chapter we have seen that by the time a child is seven years old, her ability to understand the mental states of others is almost fully formed. She has a very sophisticated understanding of other people’s desires and beliefs, a complex grasp of states of knowledge and how knowledge can be acquired, she can make fine distinctions between intentional and unintentional acts and can tell whether the consequences of a person's act could be foreseen or not. A child of seven, like an adult, is capable of passing a third-order false belief task; she, like many adults, will have trouble solving problems that require higher levels of intentionality. But her grasp of an other person's mental states, her knowledge of what motivates a person and her ability to imagine what it is like to be them means that she is capable of showing an advanced degree of empathic understanding. In the next chapter we will explore the concept of empathy, compassion and the role of the imagination.